Kate McLean

As a member of the Client Onboarding Team, Kate plays a key role in supporting the firm's commitment to regulatory compliance and risk management. She ensures adherence to Anti-Money Laundering (AML) regulations and client due diligence (CDD) requirements by collecting, reviewing, and interpreting CDD for both new and existing clients.  This includes conducting electronic verification checks and screening for adverse media, politically exposed persons (PEPs), and sanctions. 

Kate acts as a trusted point of contact for both clients and colleagues, offering guidance on AML, CDD, and conflict checks.  She also carries out file reviews to ensure ongoing compliance. 

Beyond her core responsibilities, Kate contributes to broader risk initiatives, such as  audits, policy reviews, and system improvements.