Rory Fernie

Rory plays a vital role in our Client Onboarding team, ensuring compliance with Anti-Money Laundering (AML) regulations and client due diligence (CDD) requirements—supporting the firm’s commitment to regulatory compliance and risk management. He is responsible for collecting, reviewing, and interpreting CDD for both new and existing clients, including conducting electronic verification checks and screening for adverse media, politically exposed persons (PEPs), and sanctions.

Rory acts as a key point of contact for staff, offering guidance on AML regulations and conflict checks, and conducts file reviews to ensure ongoing compliance. He also contributes to broader risk initiatives, including audits, policy reviews, and system improvements.